Chapter 5 — Quality Assurance (QA)
5.1 Policy Statement
ARmed for Medical Training and Consultancy – LLC – OP.C shall maintain a comprehensive Quality Assurance (QA) system to monitor, evaluate, and continuously improve all CME/CPD activities. QA ensures compliance with DOH CME/CPD Quality Assurance Manual requirements, protects learners, and guarantees that education remains free from commercial bias, scientifically accurate, and outcome driven.
Reference: DOH mandates that accredited providers implement robust internal QA systems, conduct audits, and demonstrate continuous quality improvement through documented CAPA (Corrective and Preventive Actions) processes.
5.2 Rationale
- DOH Quality Assurance Manual: requires providers to adopt policies for auditing, compliance monitoring, and reporting.
- Activity Development Guide: emphasizes evaluation of activities for measurable impact on competence, performance, and outcomes, which feeds into QA systems.
- QA ensures that ARmed UAE activities are not only compliant but also progressively aligned with Abu Dhabi healthcare priorities and global benchmarks.
5.3 QA Objectives
- Ensure compliance with DOH CME/CPD standards.
- Maintain independence and integrity in all activities.
- Validate the effectiveness of educational activities.
- Identify risks and prevent non-compliance.
- Drive Continuous Quality Improvement (CQI) through evidence-based changes.
5.4 QA Structure and Responsibilities
- Scientific Director: Accountable for QA program oversight.
- QA Officer: Responsible for implementing audits, maintaining CAPA logs, and reporting findings.
- Oversight Committee: Reviews QA reports, approves corrective actions, and ensures system-level improvements.
- CME/CPD Coordinator: Supports QA with documentation, records management, and follow-up actions.
5.5 QA Processes
5.5.1 Internal Audits
- Conducted biannually.
- Cover at least 25% of activities delivered in the review period.
- Focus areas:
- Needs assessment documentation.
- Gap analysis linkage to objectives.
- COI disclosures and mitigation records.
- Attendance verification systems.
- Assessment and evaluation data.
- Certificate accuracy and credit calculation.
- Findings documented in Audit Report Template.
5.5.2 Spot Checks
- Random checks during live activities to observe:
- Faculty compliance with approved slides.
- Independence from commercial bias.
- Attendance tracking accuracy.
5.5.3 Learner Feedback Monitoring
- Post-activity surveys analyzed for red flags (e.g., reports of bias, low satisfaction, technical issues).
- Patterns identified and escalated to Oversight Committee.
5.6 Corrective and Preventive Actions (CAPA)
5.6.1 CAPA Process
- Identify issue (from audit, learner feedback, or DOH inspection).
- Log in CAPA Register.
- Root Cause Analysis conducted by QA Officer.
- Corrective Action: fix current non-compliance.
- Preventive Action: system-level change to avoid recurrence.
- Effectiveness Check: follow-up audit within 3 months.
5.6.2 Examples
- Issue: Missing COI disclosure → Action: mandatory pre-activity checklist, automated reminders.
- Issue: Low learner engagement → Action: introduce simulation-based elements.
- Issue: Late DOH reporting → Action: automated 30-day deadline tracker.
5.7 Risk Management in QA
- Risk Identification: (e.g., faculty with unresolved COI, inadequate LMS time tracking).
- Risk Matrix: categorize by likelihood and impact (Low–Medium–High).
- Mitigation: assign preventive strategies (extra faculty training, IT controls, double verification of attendance).
5.8 QA Reporting
- Quarterly QA Reports: submitted to Oversight Committee; include audits, CAPA status, learner feedback analysis.
- Annual QA Report: incorporated into the CME/CPD Annual Report for DOH submission, including:
- Number of activities audited.
- Common findings.
- CAPA effectiveness rates.
- Lessons learned and systemic improvements.
5.9 Documentation and Retention
- All QA records (audit reports, CAPA logs, QA meeting minutes, corrective actions) are retained for 6 years.
- Dual storage system: secure electronic repository + hard copies.
- DOH auditors must be given full access upon request.
5.10 Continuous Quality Improvement (CQI)
- QA findings feed into planning and implementation cycles (Chapter 2 & 3).
- Trends monitored annually to improve:
- Faculty performance.
- Learning design (e.g., more interactive methods).
- Learner outcomes.
- Benchmarking against international CME/CPD standards (ACCME).
- Documented in CQI section of the Annual Report and discussed in Oversight Committee meetings.
5.11 Templates & Tools (Appendices)
- CAPA Log.
- Internal Audit Checklist.
- Document Control Metadata.
- QA Risk Matrix Template.
- QA Quarterly & Annual Report Formats.